Tag: SEC
SEC Files First Lawsuit Against Podcaster for Unregistered NFT Sales
The U.S. Securities and Exchange Commission (SEC) has leveled charges against a Los Angeles-based media and entertainment company for conducting unregistered securities sales by offering non-fungible tokens (NFTs) to investors between October and December 2021.
BlackRock Delays Reintroduction of Bitcoin ETF Filing to SEC
BlackRock, the world’s largest asset manager with over $8 trillion in assets under management, has yet to reintroduce its Bitcoin ETF filing to the SEC. The company needs to resubmit its documentation after regulators indicated a lack of clarity; but the company has not yet done so. An expert weighs in on possible reasons.